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460 King Street Suite 200, Charleston, SC 29403 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2024-12-26 |
| SC | RA | APPROVED | 2024-11-12 |
| TX | RA | APPROVED | 2024-11-12 |
Branch Locations
460 King Street Suite 200, Charleston, SC 29403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Inc. | Monroe | LA | 09/2022 | 10/2024 |
| John S Carroll, Cpa | Columbia | LA | 01/2015 | 11/2019 |
| Best Home Health | West Monroe | LA | 11/2019 | 04/2022 |
| Unemployed | Monroe | LA | 04/2022 | 09/2022 |
| Bank Of America N.A. | Monroe | LA | 11/2022 | 10/2024 |
| Ballast Rock Private Wealth | Charleston | SC | 10/2024 | Present |
Name of the other businessSwamp Rabbit Print, LLC Whether the business is investment-relatedNo Address of the other business403 Church St. Columbia, LA 71418 Nature of the other businessDesigns and Print Services Your positionOwner Title, or relationship with the other businessOwner Start date of your relationship1/2016 Approximate number of hours/month you devote to the other business10 hrs. a month Number of hours you devote/month to the other business during securities trading hoursnone Briefly describe your duties relating to the other businessBookkeeper Name of the other businessArbonne International Whether the business is investment-relatedNo Address of the other business9400 Jeronimo Rd. Irvine, CA 92618 Nature of the other businessHealth and wellness sales Your positionIndependent consultant Title, or relationship with the other businessIC Start date of your relationship10/2015 Approximate number of hours/month you devote to the other business40 hrs a month Number of hours you devote/month to the other business during securities trading hoursnone Briefly describe your duties relating to the other businessRecommend health and wellness products to clients and prospects
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-06 |
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