Troy John Davidson

Ballast Rock Private Wealth

Rancho Santa Margarita, CA

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Current Employers

Ballast Rock Private Wealth

460 King Street Suite 200, Charleston, SC 29403 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2025-06-23
CA	RA	APPROVED	2025-04-16

SC RA
APPROVED

Since 2025-06-23
CA RA
APPROVED

Since 2025-04-16

Branch Locations

Rancho Santa Margarita, CA • United States

460 King Street Suite 200, Charleston, SC 29403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fidelity Brokerage Services Llc	Irvine	CA	06/2012	02/2018
Charles Schwab & Co, Inc.	Newport Beach	CA	02/2018	03/2025
Charles Schwab Bank	Newport Beach	CA	02/2018	03/2025
Ballast Rock Private Wealth	Charleston	SC	03/2025	Present

06/2012 → 02/2018

Fidelity Brokerage Services Llc

Irvine, CA
02/2018 → 03/2025

Charles Schwab & Co, Inc.

Newport Beach, CA
02/2018 → 03/2025

Charles Schwab Bank

Newport Beach, CA
03/2025 → Present

Ballast Rock Private Wealth

Charleston, SC

Previous Registrations

2018-03-06 → 2025-04-05

Charles Schwab & Co., Inc.

Newport Beach, CA
2012-07-12 → 2018-03-01

Strategic Advisers Llc

Irvine, CA
2010-10-18 → 2012-05-29

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Irvine, CA
2009-11-09 → 2010-10-21

Chase Investment Services Corp.

Irvine, CA

Irvine, CA
2009-03-11 → 2009-10-22

Securian Financial Services, Inc.

Newport Beach, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-02-27

S66 Uniform Combined State Law Examination

2009-02-27

View on SEC IAPD

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