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460 King Street Suite 200, Charleston, SC 29403 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-03-22 |
| TX | RA | APPROVED | 2024-03-22 |
Branch Locations
460 King Street Suite 200, Charleston, SC 29403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Goldman, Sachs & Co. | New York | NY | 07/2000 | 07/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 05/2019 | 01/2020 |
| Unemployed | Mount Pleasant | SC | 07/2017 | 05/2019 |
| Self-Employed | Mount Pleasant | SC | 01/2020 | 12/2021 |
| Independent Brokerage Solutions Llc | New York | NY | 12/2021 | 11/2022 |
| Ballast Rock Private Wealth Llc | Charleston | SC | 08/2022 | Present |
| Private Investor | Charleston | SC | 01/2020 | 12/2021 |
| Bank Of America | New York | NY | 05/2019 | 01/2020 |
| Private Investor | Charleston | SC | 07/2017 | 05/2019 |
| Goldman Sachs | New York | NY | 07/2000 | 07/2017 |
| Ballast Rock Capital Llc | Charleston | SC | 03/2023 | Present |
-The name of the other business: Triple Porch LLC -Whether the business is investment-related: No -The address of the other business: 125 Tradd St Charleston, SC 29401 -The nature of the other business: Expert witness consultation -Our position, title, or relationship with the other business: Owner -The start date of your relationship: 07/21 -The approximate number of hours/month you devote to the other business: Zero, the business is currently dormant. -The number of hours you devote to the other business during securities trading hours: Zero; the business is currently dormant. -Briefly describe your duties relating to the other business: None; the business is currently dormant. Ballast Rock Private Wealth LLC, 460 King Street, Suite 200 Charleston SC, start date 8/22. Position - CIO. SEC RIA. Yale Club of Charleston; Not Investment-related; Charleston, South Carolina, 29401; Local Alumni Club for Yale University; President; President; Start Date: 09/12/2024; Approximately 1 Hours Each Month; 0 Hours during Trading Hours; Strategic Planning, Event Planning and Execution, and Member Engagement.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-06 |
| S63 | Uniform Securities Agent State Law Examination | 1999-04-09 |
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