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525 King Street Ste B, Charleston, SC 29403 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-01-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Woodstock | GA | 03/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Mount Pleasant | SC | 11/2016 | 07/2021 |
| First Citizens Investor Services | Raleigh | NC | 07/2021 | 01/2024 |
| First Citizens Bank | Mount Pleasant | SC | 07/2021 | 01/2024 |
| Wells Fargo Bank Na | Mount Pleasant | SC | 05/2014 | 07/2021 |
| First Citizens Investor Services | Raleigh | NC | 01/2024 | Present |
| First Citizens Bank | Charleston | SC | 01/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-10-29 |
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