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Current Employers
Iams Wealth Management, Llc

18881 West Dodge Road Suite 180E, Omaha, NE 68022 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-08-27
  • PA RA
    APPROVED
    Since 2024-08-27

Branch Locations

222 Center Street, Tamaqua, PA 18252 • United States

18881 West Dodge Road Suite 180E, Omaha, NE 68022 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameritas Investment Corp Lincoln NE 10/2006 07/2024
Seasons Change Financial Tamaqua PA 12/2008 07/2026
Ameritas Advisory Services, Llc Lincoln NE 11/2021 07/2024
Calton & Associates, Inc. Tampa FL 08/2024 Present
Iams Wealth Management Omaha NE 08/2024 Present
Senior Planning Group Tamaqua PA 08/2024 Present
Stellfox Financial Tamaqua PA 07/2026 Present
  • 10/2006 → 07/2024
    Ameritas Investment Corp
    Lincoln, NE
  • 12/2008 → 07/2026
    Seasons Change Financial
    Tamaqua, PA
  • 11/2021 → 07/2024
    Lincoln, NE
  • 08/2024 → Present
    Calton & Associates, Inc.
    Tampa, FL
  • 08/2024 → Present
    Iams Wealth Management
    Omaha, NE
  • 08/2024 → Present
    Senior Planning Group
    Tamaqua, PA
  • 07/2026 → Present
    Stellfox Financial
    Tamaqua, PA
Previous Registrations
  • 2021-11-01 → 2024-07-29
    Tamaqua, PA
  • 2007-03-12 → 2021-11-01
    Ameritas Investment Company, Llc
    Tamaqua, PA
    Bethlehem, PA
    Freeport, NY
Other Businesses

LICENSED AS AN INDEPENDENT INSURANCE AGENT TO SELL FIXED INSURANCE PRODUCTS * Stellfox Financial ; SAME AS BRANCH; INV REL; ANNUITIES AND INSURANCE; OWNER; START DATE=12/2008; HRS/MO=160; TRADING HRS/MO=160; FIND PROSPECTS AND ASSIST IN FIXED BUSINESS SALES * Name: Senior Planning Group, Role: Owner, Start Date: 09/01/2021, Investment Related?: Yes, Address: same as branch, Number of Hours/Mo: 80, Number of Hrs during trading hours: 80, Duties: Selling fixed insurance products. Registered Representative. Calton & Associates. Investment Related. 222 Center Street, Tamaqua, PA 18252. Provide trading and investment product services under the direction of Calton & Associates. 08/2024 - Present. 80 hours per month, 60 of which are during securities trading hours. Stellfox Enterprises, Non-Investment related; Tamaqua, PA; Created for the purpose of conducting fixed insurance business. Owner/Sole Proprietor; Entity has not been used for any business purpose.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-05
S63 Uniform Securities Agent State Law Examination 1999-08-19
  • S66 Uniform Combined State Law Examination
    2007-03-05
  • S63 Uniform Securities Agent State Law Examination
    1999-08-19
Designations

View on SEC IAPD

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