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Ronald R Roebuck

Wells Fargo Clearing Services, LLC

Tamaqua, PA

Frackville, PA

Pottsville, PA

Allentown, PA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-08-24
  • PA RA
    APPROVED
    Since 2021-08-24

Branch Locations

17 W Broad St, Tamaqua, PA 18252 • United States

2 S Lehigh Ave, Frackville, PA 17931 • United States

520 Pottsville Park Plz, Pottsville, PA 17901 • United States

4905 W Tilghman St 3Rd Fl [L3-Rbo], Allentown, PA 18104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M&T Securities Poolsville PA 10/2006 06/2021
Lpl Financial Llc Elysburg PA 06/2021 08/2021
Wells Fargo Clearing Services, Llc Allentown PA 08/2021 Present
Previous Registrations
  • 2021-06-09 → 2021-09-28
    Lpl Financial Llc
    Selinsgrove, PA
    Mahanoy City, PA
    Elysburg, PA
    Pittsburgh, PA
  • 2016-12-22 → 2021-06-09
    M&T Securities, Inc.
    Schuylkill Haven, PA
    Schuylkill Haven, PA
    Womelsdorf, PA
    Strausstown, PA
    Sinking Spring, PA
    Hamburg, PA
    Frackville, PA
    Orwigsburg, PA
    Shenandoah, PA
    Pottsville, PA
    Wilkes-Barre, PA
    Pottsville, PA
    York, PA
    Williamsport, PA
    York, PA
    Elysburg, PA
    Mahaney City`, PA
    Shamokin, PA
    Baltimore, MD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-12-22
S63 Uniform Securities Agent State Law Examination 2002-02-22
  • S65 Uniform Investment Adviser Law Examination
    2016-12-22
  • S63 Uniform Securities Agent State Law Examination
    2002-02-22
Other Names
  • Ronald Robert Roebuck

View on SEC IAPD

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OSAIC WEALTH, INC.
CETERA INVESTMENT ADVISERS LLC
AMERIPRISE FINANCIAL SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Other Investors

RUSSELL THOMAS STELLFOX
LISA ANN SHILKO
STEPHEN MATTHEW ZUBER
PAUL BRIAN FOSTER
Matthew Thomas Edmonds
ANTHONY JOHN DAMIANO
MEGAN MARIE SMITH
MICHAEL ROBERT DAVIS

Other Offices

IAMS WEALTH MANAGEMENT, LLC · TAMAQUA, PA
LPL FINANCIAL LLC · TAMAQUA, PA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · TAMAQUA, PA
EDWARD JONES · TAMAQUA, PA
OSAIC WEALTH, INC. · TAMAQUA, PA
CETERA INVESTMENT ADVISERS LLC · TAMAQUA, PA
AMERIPRISE FINANCIAL SERVICES, LLC · LANSFORD, PA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · HAZLETON, PA

More in Tamaqua, PA

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