Stephen Matthew Zuber

Current Employers

Employment History

• 03/2011 → Present
  Raymond James Financial Services
  Tamaqua, PA
• 04/2011 → Present
  Raymond James Financial Services Advisors
  Tamaqua, PA
• 04/2011 → Present
  Tower Financial Partners
  Tamaqua, PA

Previous Registrations

• 2004-01-21 → 2011-04-04
  Wells Fargo Clearing Services, Llc
  Coaldale, PA
  Tamaqua, PA
  Frackville, PA
  Hometown, PA
  Mahony City, PA
  Tamaqua, PA
  Frackville, PA
  Allentown, PA
  Pottsville, PA
  Allentown, PA
  Mount Carmel, PA

Other Businesses

(1) Name of Business: Address: 107 E Broad St Ste 4, Tamaqua, PA, 18252-2063, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 05/23/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Provide fixed income Alternative with fixed annuity product (2) Name of Business: Ash Brokerage Address: 107 E Broad St Ste 4, Tamaqua, PA, 18252-2063, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 07/31/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Have utilized organization in the past here at RJ, but have not utilized their services for many years. With rates recently decreasing on products, shopping other companies for best rates. They provide fixed annuity options with different carriers. Plan to utilize Clear Spring for 5yr MYGA fixed rate and also provides life insurance quotes if needed. (3) Name of Business: Stephen M Zuber Financial Advisor Address: 107 E Broad St Ste 4, Tamaqua, PA, 18252, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 04/29/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: utilize organization as annuity option (4) Name of Business: Tower Financial Partners Address: 107 E Broad St Ste 4, Tamaqua, PA, 18252, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 03/31/2011 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor, Investment sales

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-01-23
• S63 Uniform Securities Agent State Law Examination
  1989-06-29