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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2025-05-22 |
| TN | RA | APPROVED | 2004-04-13 |
| TX | RA | APPROVED_RES | 2000-11-21 |
Branch Locations
6060 Poplar Ave, Memphis, TN 38119 • United States
Dallas, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Memphis | TN | 06/1987 | Present |
| Bank Of America, Na | Germantown | TN | 12/2009 | Present |
I*4639270 Entity Type: Fiduciary role Name of OBA: S. B. Address: Collierville, Tennessee, 38017 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 03/31/2026 Number of Hours: 1, Yearly Number of Hours during trading: 0 Duties: Power of Attorney/Parents I*5050273, Entity Type: , Name of OBA: W J, Address: Germantown, Tennessee, 38139, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 07/22/2026, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties: I*5051270, Entity Type: , Name of OBA: S M, Address: Germantown, Tennessee, 38139, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 07/22/2026, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties: I*5051271, Entity Type: , Name of OBA: S L, Address: Germantown, Tennessee, 38139, Investment Related: N, Position, Title, Association: Power of Attorney, Employee Start Date: 07/22/2026, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties: I*5051272, Entity Type: , Name of OBA: S B, Address: Germantown, Tennessee, 38139, Investment Related: N, Position, Title, Association: Co-Trustee, Employee Start Date: 07/22/2026, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties: I*5052267, Entity Type: , Name of OBA: D B Family Trust , Address: Germantown, Tennessee, 38139, Investment Related: N, Position, Title, Association: Co-Trustee, Employee Start Date: 07/22/2026, No Hours: 1 Yearly, No Hours during Trading: 1 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-03-15 |
| S63 | Uniform Securities Agent State Law Examination | 1987-09-03 |
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