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Cynthia Kay Slater

Dsg Capital Advisors, LLC

Edina, MN

CRD 1705663

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Employer firm

Dsg Capital Advisors, LLC CRD 332056

$780M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Dsg Capital Advisors, Llc

7760 France Avenue South Suite 815, Edina, MN 55435 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-08-21
  • MN RA
    APPROVED
    Since 2024-08-21

Branch Locations

7760 France Avenue South Suite 815, Edina, MN 55435 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hightower Advisors, Llc Edina MN 03/2017 08/2024
Homemaker Minneapolis MN 01/2016 01/2017
Hightower Securities, Llc Minneapolis MN 10/2018 08/2024
Dsg Capital Advisors, Llc Edina MN 08/2024 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-11-02
S65 Uniform Investment Adviser Law Examination 2017-03-27
  • S63 Uniform Securities Agent State Law Examination
    2021-11-02
  • S65 Uniform Investment Adviser Law Examination
    2017-03-27
Other Names
  • Cynthia Kay Thompson

View on SEC IAPD

Nearby Firms

LPL FINANCIAL LLC
THOMAS LEO ADVISORY, LLC
STAIRWAY PARTNERS, LLC

Nearby Investors

ANDREW JAMES TUFFORD
STEPHANIE MEALMAN STUART
CHARLES ROBERT COOPER

Nearby Offices

LPL FINANCIAL LLC · EDINA, MN
THOMAS LEO ADVISORY, LLC · MINNEAPOLIS, MN
STAIRWAY PARTNERS, LLC · MINNEAPOLIS, MN

More in Edina, MN

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