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Cynthia Kay Slater

Dsg Capital Advisors, LLC

Edina, MN

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Current Employers
Dsg Capital Advisors, Llc

7760 France Avenue South Suite 815, Edina, MN 55435 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-08-21
  • MN RA
    APPROVED
    Since 2024-08-21

Branch Locations

7760 France Avenue South Suite 815, Edina, MN 55435 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hightower Advisors, Llc Edina MN 03/2017 08/2024
Homemaker Minneapolis MN 01/2016 01/2017
Hightower Securities, Llc Minneapolis MN 10/2018 08/2024
Dsg Capital Advisors, Llc Edina MN 08/2024 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-11-02
S65 Uniform Investment Adviser Law Examination 2017-03-27
  • S63 Uniform Securities Agent State Law Examination
    2021-11-02
  • S65 Uniform Investment Adviser Law Examination
    2017-03-27
Other Names
  • Cynthia Kay Thompson

View on SEC IAPD

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