Best Investors Account Sign in
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-08-28
NJ RA APPROVED 2023-08-28
NY RA APPROVED 2021-06-14
  • FL RA
    APPROVED
    Since 2023-08-28
  • NJ RA
    APPROVED
    Since 2023-08-28
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

320 Park Avenue Fl 14, New York, NY 10022 • United States

Avalon, NJ • United States

Miramar Lakes, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Deutsche Bank Securities Inc. New York NY 09/2008 09/2016
Raymond James & Associates, Inc. New York NY 09/2016 Present
Raymond James & Associates, Inc. Miromar Lakes FL 10/2021 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-02
S63 Uniform Securities Agent State Law Examination 1987-07-31
  • S65 Uniform Investment Adviser Law Examination
    2023-08-02
  • S63 Uniform Securities Agent State Law Examination
    1987-07-31

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor