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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-07-02 |
| TX | RA | APPROVED | 2021-07-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Ferndale | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Ferndale | CA | 11/2016 | 06/2021 |
| Stifel Nicolaus & Co Inc | Ferndale | CA | 07/2021 | Present |
1. Rental Property; 620 McKinley Ave, Ferndale, CA 95536; Rental Property; Owner; Maintenance, Property Manager; 06/01/1991; 5 Hours per Month; Not During Securities Trading Hours; Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-07-20 |
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