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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-07-02 |
| TX | RA | APPROVED | 2021-07-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Ferndale | CA | 10/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Ferndale | CA | 11/2016 | 06/2021 |
| Stifel Nicolaus & Co Inc | Ferndale | CA | 07/2021 | Present |
1. Windy Point Fence Company; 181 Renner Lane, Ferndale, CA 95536; Fencing Business; Bookkeeping; 06/01/2012; 20 Hours per Week; Not During Securities Trading Hours; Not Investment-Related. 2. Rental Property; 13018 W Mandalay Lane, El Mirage, AZ 85335; Rental property in Arizona; Maintenance/repairs; 09/04/2020; 2 Hours per Month; Not During Securities Trading Hours; Investment-Related. 3. Humboldt Humane/Critters Without Litters; 1057 5th Street Ferndale CA 95536; To help alleviate the suffering caused by pet-overpopulation; Board Member; Vote on budget, policies, etc. for non-profit; 02/28/2024; 3.00hrs/month; Not During Securities Trading Hours; Not Investment-Related. 4. Ferndale Senior Resource Agency; PO Box 726 Ferndale, CA 95536; Provide meals and transportation for local seniors and people with disabilities; Board Member; Attend meetings and vote on: budget, policy changes, and the organization such as hiring, pay raises for employees; 01/01/2026; 3hrs/mth; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-31 |
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