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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-07-01 |
| TX | RA | APPROVED | 2021-07-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Ferndale | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Ferndale | CA | 11/2016 | 06/2021 |
| Stifel Nicolaus & Co Inc | Ferndale | CA | 07/2021 | Present |
1. Rental Property; 840 Herbert Street, Ferndale, CA 95536; Rent out mother-in-law unit at primary residence; Owner; Maintenance; 01/01/2021; 1 Hour per Month; Not During Securities Trading Hours; Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-10-26 |
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