Best Investors Account Sign in
Current Employers
Hilltop Securities Inc.

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-09-22
  • TX RA
    APPROVED
    Since 2017-09-22

Branch Locations

700 Milam Street Suite 1200, Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Coastal Securities L.P. Houston TX 02/1991 03/2017
Hilltop Securities Inc Dallas TX 03/2017 Present
  • 02/1991 → 03/2017
    Coastal Securities L.P.
    Houston, TX
  • 03/2017 → Present
    Dallas, TX
Other Businesses

1] STATE OF TEXAS TOBACCO SETTLEMENT PERMANENT TRUST ACCOUNT; INVESTMENT RELATED, AUSTIN, TX, TOBACCO SETTLMENT TRUST, CHAIRMAN STARTED MARCH 16, 2000; 1 HR/QTR, 1 HR/QTR DURING BUSINESS HOURS, ADVISE CONTROLLER 2] TEXAS GULF BANK; INVESTMENT RELATED, LAKE JACKSON, TX, BANKING ENTITY - BOARD MEMBER, STARTED APRIL 1, 2007, 4 HRS/MO, 4 HRS/MO DURING BUSINESS HOURS 3] HOSPITALITY APARTMENT; NON-INVESTMENT RELATED, HOUSTON, TX, CHARITY THAT PROVIDES FREE HOUSING FOR FAMILIES IN TREATMENT AT HOUSTON MEDICAL CENTER, TRUSTEE STARTED APRIL 11, 1990, 4 HRS/MO, 4 HRS/YR DURING BUSINESS HOURS 4] CHAPELWOOD METHODIST CHURCH FOUNDATION; NON-INVESTMENT RELATED; HOUSTON, TX, RELIGIOUS ORGANIZATION, BOARD MEMBER, STARTED MAY 1, 2020, 1 HR/MO, ZERO HR/MO DURING BUSINESS HOURS 5] STUART FORD OIL AND GAS EXPLORATION; INVESTMENT RELATED, HOUSTON, TX, OWNER, STARTED AUGUST 5, 1998, 2 HRS/MO, ZERO HRS/MO DURINg BUSINESS HOURS, FUNDING THE EXPLORATION OF OIL AND GAS WELLS AND PRODUCTION 6] Directors Investment Group Inc. (DIG)/Funeral Directors Life (FDLIC); Abilene, TX, Investment Related, life insurance and financial services, Board Member, 5/1/2024, 1 Hrs/Mo, 1 Hrs/Mo during Business hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-21
S63 Uniform Securities Agent State Law Examination 1987-08-20
  • S66 Uniform Combined State Law Examination
    2017-09-21
  • S63 Uniform Securities Agent State Law Examination
    1987-08-20

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Houston, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor