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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2009-02-03 |
Branch Locations
4400 Post Oak Parkway 17Th Floor, Houston, TX 77027 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Houston | TX | 01/2009 | Present |
LJF HOLDINGS LLC / LOS ANGELES TX 90049 / OTHER / OTHER PERSONAL LLC - NON OPERATING / MANAGEMENT OF FINANCIAL ASSETS / OTHER REGISTERED AGENT FOR LLC / FORWARDING LEGAL NOTICES - IF EVER - TO LLC / START DATE 02/14/2012. Cherish Our Children International / P.O. Box 79457 Houston,TX 77279-9457 / Other/ Other Children's Charity / Childrens Charity - helps underprivledged children / Member of Board of Directors / / attend board meetings / Start Date 03/15/2017/ End Date 03/15/2019/ Charity 43539 /
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-01-11 |
| S63 | Uniform Securities Agent State Law Examination | 1989-09-25 |
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