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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-04-09 |
| OH | RA | APPROVED | 2000-07-21 |
Branch Locations
4141 Rockside Rd Ste 105, Seven Hills, OH 44131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Independence | OH | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Independence | OH | 03/2020 | Present |
Business Ownership; Talkin Baseball; Co-owner; Retail; 321 Hartz Ave, Suite 106, Danville, CA, 94526; Not Investment-Related; 01/01/2024; 40 to 59 hours per month; 1 to 9 during trading hours / Barnstormers Sports; Purchasing and Sales; Retail Sales; 32345 Brandon Place, Avon Lake, OH, USA, , Avon Lake, OH, 44012; Not Investment-Related; 07/01/2018; 40 to 59 hours per month; 1 to 9 during trading hours / Ebenger and Associates; Co-owner; Tax Preparation; 26922 Southwood Lane, , Olmsted Falls, OH, 44138; Not Investment-Related; 05/01/2027; 60 hours per month; 10 to 19 during trading hours. Other Business Activities; Deaconess Foundation; Serving on the Investment Committee; 2 Summit Park Drive Suite 120Independence, OH 44131, ,; Investment-Related; 06/21/2019; 1 to 9 hours per month; 1 to 9 during trading hours / John Becker CFP; I am providing pro bono financial planning services to a disabled military veteran through Homes for our Troops, an FPA-sponsored pro bono financial planning program. The activity involves no use of Ameriprise-branded materials and no sale of Ameriprise products; 32345 Brandon Place, , avon Lake, OH, 44012; Investment-Related; 11/20/2015; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2006-09-06 |
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