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John Timothy Becker

Ameriprise Financial Services, LLC

Seven Hills, OH

CRD 3243373

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-04-09
OH RA APPROVED 2000-07-21
  • TX RA
    APPROVED_RES
    Since 2018-04-09
  • OH RA
    APPROVED
    Since 2000-07-21

Branch Locations

4141 Rockside Rd Ste 105, Seven Hills, OH 44131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Independence OH 09/2005 03/2020
Ameriprise Financial Services, Llc Independence OH 03/2020 Present
Other Businesses

Business Ownership; Talkin Baseball; Co-owner; Retail; 321 Hartz Ave, Suite 106, Danville, CA, 94526; Not Investment-Related; 01/01/2024; 40 to 59 hours per month; 1 to 9 during trading hours / Barnstormers Sports; Purchasing and Sales; Retail Sales; 32345 Brandon Place, Avon Lake, OH, USA, , Avon Lake, OH, 44012; Not Investment-Related; 07/01/2018; 40 to 59 hours per month; 1 to 9 during trading hours / Ebenger and Associates; Co-owner; Tax Preparation; 26922 Southwood Lane, , Olmsted Falls, OH, 44138; Not Investment-Related; 05/01/2027; 60 hours per month; 10 to 19 during trading hours. Other Business Activities; Deaconess Foundation; Serving on the Investment Committee; 2 Summit Park Drive Suite 120Independence, OH 44131, ,; Investment-Related; 06/21/2019; 1 to 9 hours per month; 1 to 9 during trading hours / John Becker CFP; I am providing pro bono financial planning services to a disabled military veteran through Homes for our Troops, an FPA-sponsored pro bono financial planning program. The activity involves no use of Ameriprise-branded materials and no sale of Ameriprise products; 32345 Brandon Place, , avon Lake, OH, 44012; Investment-Related; 11/20/2015; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-09-06
  • S63 Uniform Securities Agent State Law Examination
    2006-09-06
Other Names
  • John T Becker
  • John Timothy Becker
  • Timothy Becker
  • J. Timothy Becker

View on SEC IAPD

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