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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-09-09 |
| OH | RA | APPROVED | 2001-07-25 |
Branch Locations
4141 Rockside Rd Ste 105, Seven Hills, OH 44131 • United States
Broadview Hts, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Independence | OH | 06/2001 | 03/2020 |
| Ameriprise Financial Services, Llc | Independence | OH | 03/2020 | Present |
Business Ownership; 2uercus Operations LLC; Member of the LLC; Business entity; 4141 Rockside Rd, Suite 105, Seven Hills, OH, 44131; Not Investment-Related; 02/15/2023; 1 to 9 hours per month; 0 during trading hours. Outside Employment; 2uercus Operations, LLC; Member - Practice Operations Management; Business Entity; 4141 Rockside Rd, Suite 105, Seven Hills, OH, 44131; Investment-Related; 02/28/2023; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-02-05 |
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