Steven Carl Frederick

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-10-14
OH	RA	APPROVED	1999-09-19

TX RA
APPROVED_RES

Since 2025-10-14
OH RA
APPROVED

Since 1999-09-19

Branch Locations

4141 Rockside Rd Ste 105, Seven Hills, OH 44131 • United States

Broadview Hts, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Independence	OH	09/2005	03/2020
Ameriprise Financial Services, Llc	Independence	OH	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Independence, OH
03/2020 → Present

Ameriprise Financial Services, Llc

Independence, OH

Other Businesses

Outside Employment; 2uercus operations LLC; Advisor - Consultant; Manage advisory business; 4141 Rockside Road Suite 100, , Seven Hills, OH, 44131; Investment-Related; 02/28/2022; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1995-07-21

S63 Uniform Securities Agent State Law Examination

1995-07-21

View on SEC IAPD

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews