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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-02-20
OH RA APPROVED 2002-09-11
  • TX RA
    APPROVED_RES
    Since 2015-02-20
  • OH RA
    APPROVED
    Since 2002-09-11

Branch Locations

4141 Rockside Rd Ste 105, Seven Hills, OH 44131 • United States

Hudson, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Independence OH 07/2006 03/2020
Mcgro & Associates Independence OH 03/2015 12/2016
Ameriprise Financial Services, Llc Independence OH 03/2020 Present
  • 07/2006 → 03/2020
    Ameriprise Financial Services, Inc.
    Independence, OH
  • 03/2015 → 12/2016
    Mcgro & Associates
    Independence, OH
  • 03/2020 → Present
    Independence, OH
Other Businesses

Business Ownership; 2uercus Operations LLC; Member; Practice operations; 4141 Rockside Rd , Suite 105, Seven Hills, OH, 44131; Not Investment-Related; 01/05/2023; 0 hours per month; 0 during trading hours / OTWP2 LLC; Co-owner; Manage Ameriprise Business; 4141 Rockside Rd, Suite 105, Independence, OH, 44131; Investment-Related; 11/29/2024; 0 hours per month; 0 during trading hours / MCRAL LLC; Owner; Real Estate; 1837 NORTON RD, , HUDSON, OH, 44236; Not Investment-Related; 11/26/2025; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-02-27
  • S66 Uniform Combined State Law Examination
    2003-02-27

View on SEC IAPD

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