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John Mathew O'BRien

O'BRien Capital Management, Inc.

Nyack, NY

CRD 1700706

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Employer firm

O'bRien Capital Management, Inc. CRD 136100

$40.6M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
O'BRien Capital Management, Inc.

48 Burd Street Ste. 209, Nyack, NY 10960 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-21
NY RA APPROVED 2021-03-29
  • TX RA
    APPROVED
    Since 2023-03-21
  • NY RA
    APPROVED
    Since 2021-03-29

Branch Locations

48 Burd Street Ste. 209, Nyack, NY 10960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
O'BRien Capital Management, Inc. Nyack NY 06/2005 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-05-29
  • S63 Uniform Securities Agent State Law Examination
    1992-05-29
Designations
  • Certified Financial Planner
Other Names
  • John Mathew Obrien

View on SEC IAPD

Nearby Firms

SANSKAR ADVISORS, INC.
4SIGHT ADVISORS LLC
LPL FINANCIAL LLC

Nearby Investors

JAY TAPARIA
BENJAMIN THOMAS
LANDON S TAN

Nearby Offices

SANSKAR ADVISORS, INC. · NYACK, NY
4SIGHT ADVISORS LLC · Nyack, NY
LPL FINANCIAL LLC · NYACK, NY

More in Nyack, NY

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