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Nyack, NY • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-11-17 |
| TX | RA | APPROVED | 2023-11-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual | Monroe | NY | 09/2009 | Present |
| Mml Investors Services Inc | Monroe | NY | 11/2009 | Present |
| Harrington Ed | Staatsburg | NY | 01/2015 | 07/2020 |
| Ascendlearning Llc | Leawood | KS | 06/2020 | Present |
| 4Sight Advisors Llc | Nyack | NY | 11/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-21 |
| S63 | Uniform Securities Agent State Law Examination | 2023-09-30 |
| S65 | Uniform Investment Adviser Law Examination | 2023-06-24 |
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