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Benjamin Thomas

4Sight Advisors LLC

Nyack, NY

Nyack, NY

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Current Employers
4Sight Advisors Llc

Nyack, NY • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-11-17
TX RA APPROVED 2023-11-17
  • NY RA
    APPROVED
    Since 2023-11-17
  • TX RA
    APPROVED
    Since 2023-11-17

Branch Locations

Nyack, NY • United States

53 Hudson Ave Suite 220, Nyack, NY 10960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Monroe NY 09/2009 Present
Mml Investors Services Inc Monroe NY 11/2009 Present
Harrington Ed Staatsburg NY 01/2015 07/2020
Ascendlearning Llc Leawood KS 06/2020 Present
4Sight Advisors Llc Nyack NY 11/2023 Present
  • 09/2009 → Present
    Mass Mutual
    Monroe, NY
  • 11/2009 → Present
    Mml Investors Services Inc
    Monroe, NY
  • 01/2015 → 07/2020
    Harrington Ed
    Staatsburg, NY
  • 06/2020 → Present
    Ascendlearning Llc
    Leawood, KS
  • 11/2023 → Present
    Nyack, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-21
S63 Uniform Securities Agent State Law Examination 2023-09-30
S65 Uniform Investment Adviser Law Examination 2023-06-24
  • S66 Uniform Combined State Law Examination
    2023-10-21
  • S63 Uniform Securities Agent State Law Examination
    2023-09-30
  • S65 Uniform Investment Adviser Law Examination
    2023-06-24

View on SEC IAPD

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