Landon S Tan

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-03

NY RA
APPROVED

Since 2021-08-03

Branch Locations

9 N Mill St Ste 106, Nyack, NY 10960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Kms Financial Services/ Robin Tan	Kirkland	WA	12/2014	09/2020
Lpl Financial, Llc	San Diego	CA	09/2020	Present

12/2014 → 09/2020

Kms Financial Services/ Robin Tan

Kirkland, WA
09/2020 → Present

Lpl Financial, Llc

San Diego, CA

Previous Registrations

2018-10-05 → 2020-10-01

Kms Financial Services, Inc.

Kirkland, WA

Brooklyn, NY
2016-04-25 → 2017-05-31

Kms Financial Services, Inc.

Kirkland, WA

Other Businesses

1. 06/22/2022 - Query Capital Financial Guidance - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 05/16/2022 - 100 Hours Per Month/100 Hours During Securities Trading. 2. 12/06/2023 - Query Capital LLC - Non-Inv Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 4/26/2023 - 0 Hrs/Mo.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-04-23

S66 Uniform Combined State Law Examination

2016-04-23

Designations

View on SEC IAPD