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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
TX RA APPROVED_RES 2020-02-24
  • NY RA
    APPROVED
    Since 2021-06-14
  • TX RA
    APPROVED_RES
    Since 2020-02-24

Branch Locations

120 White Plains Road Suite 601, Tarrytown, NY 10591 • United States

420 Lexington Avenue, 25Th Floor Suite 2510, New York, NY 10170 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Tarrytown NY 12/1996 Present
Mml Investors Services, Llc Tarrytown NY 10/2011 Present
Previous Registrations
Other Businesses

NAME: PICONE CAPITAL LLC INV.REL: Y ADDR: 120 WHITE PLAINS RD TARRYTOWN NY 10591 NATURE: OUTSIDE INSURANCE; LIFE, DISABILITY, LONG TERM CARE, FIXED ANNUITIES AND HEALTH POSITION: OWNER START DATE: 10/01/2011 NO. HRS/MO: 1 NO. HRS/DURING SEC TRADING: 1 DESCRIBE DUTIES: SALES OF NON VARIABLE INSURANCE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-10-05
S63 Uniform Securities Agent State Law Examination 1987-07-30
  • S65 Uniform Investment Adviser Law Examination
    2000-10-05
  • S63 Uniform Securities Agent State Law Examination
    1987-07-30
Other Names
  • Thomas J Picone

View on SEC IAPD

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