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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
| TX | RA | APPROVED_RES | 2020-02-24 |
Branch Locations
120 White Plains Road Suite 601, Tarrytown, NY 10591 • United States
420 Lexington Avenue, 25Th Floor Suite 2510, New York, NY 10170 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | Tarrytown | NY | 12/1996 | Present |
| Mml Investors Services, Llc | Tarrytown | NY | 10/2011 | Present |
NAME: PICONE CAPITAL LLC INV.REL: Y ADDR: 120 WHITE PLAINS RD TARRYTOWN NY 10591 NATURE: OUTSIDE INSURANCE; LIFE, DISABILITY, LONG TERM CARE, FIXED ANNUITIES AND HEALTH POSITION: OWNER START DATE: 10/01/2011 NO. HRS/MO: 1 NO. HRS/DURING SEC TRADING: 1 DESCRIBE DUTIES: SALES OF NON VARIABLE INSURANCE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-10-05 |
| S63 | Uniform Securities Agent State Law Examination | 1987-07-30 |
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