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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2014-01-21 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Chase Investment Services Corp | Olympia | WA | 12/2010 | Present |
| J.P. Morgan Securities Llc | Lacey | WA | 10/2012 | Present |
| Cetera Investment Services Llc | St. Cloud | MN | 12/2012 | Present |
| Homestreet Bank | Olympia | WA | 12/2012 | Present |
| Cetera Investment Advisers Llc | Olympia | WA | 01/2014 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 1987-07-14 |
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