Best Investors Account Sign in

Jodi Kay Carlton

Morgan Stanley

Olympia, WA

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-02-24
WA RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-02-24
  • WA RA
    APPROVED
    Since 2009-06-01

Branch Locations

724 Columbia Street Northwest Suite 350, Olympia, WA 98501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co., Incorporated Olympia WA 08/1998 Present
Morgan Stanley Smith Barney Olympia WA 06/2009 Present
  • 08/1998 → Present
    Morgan Stanley & Co., Incorporated
    Olympia, WA
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Olympia, WA
Previous Registrations
  • 2009-01-01 → 2009-06-01
    Morgan Stanley & Co. Llc
    Olympia, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-30
  • S66 Uniform Combined State Law Examination
    2008-12-30
Other Names
  • Jodi Kay Nehk

View on SEC IAPD

Other Firms

&PARTNERS
TRINITY CAPITAL MANAGEMENT, LLC
BYRNE & COMPANY WEALTH MANAGEMENT, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
LPL FINANCIAL LLC
GK CAPITAL PARTNERS
EDWARD JONES
APELLA WEALTH

Other Investors

ALEXANDER BOYD YOUNG
LARRY DONALD LINN
RYAN KIERNAN MCGAUGHY
Keith Lockwood
Matthew V Sledge
Luke Bakken
THEODORE DAVID ERICKSON
REBECCA ROSE STAY

Other Offices

&PARTNERS · Olympia, WA
TRINITY CAPITAL MANAGEMENT, LLC · Olympia, WA
BYRNE & COMPANY WEALTH MANAGEMENT, LLC · OLYMPIA, WA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OLYMPIA, WA
LPL FINANCIAL LLC · OLYMPIA, WA
GK CAPITAL PARTNERS · OLYMPIA, WA
EDWARD JONES · OLYMPIA, WA
APELLA WEALTH · Olympia, WA

More in Olympia, WA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor