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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-10-12 |
| WA | RA | APPROVED | 2022-10-12 |
Branch Locations
724 Columbia Street Northwest Suite 350, Olympia, WA 98501 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Olympia | WA | 12/1998 | 10/2022 |
| Bank Of America, N.A. | Olympia | WA | 04/2010 | 10/2022 |
| Morgan Stanley Smith Barney Llc | Olympia | WA | 10/2022 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 11/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-05-06 |
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