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3 Greenway Plaza Suite 1776, Houston, TX 77046 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2006-12-04 |
Branch Locations
3 Greenway Plaza Suite 1776, Houston, TX 77046 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 01/2007 | 09/2017 |
| Portfolio Advisory Council | Fairfield | IA | 01/2001 | Present |
| Mutual Securities, Inc. | Camarillo | CA | 10/2017 | Present |
1. PORTFOLIO ADVISORY COUNCIL, LLC. START DATE: 2004, 3 GREENWAY PLAZA, SUITE 1776, HOUSTON, TX 77046, RIA, INVESTMENT ADIVSOR, MANAGE MONEY FOR CLIENTS, INVESTMENT RELATED, 20 HOURS PER MONTH, 6 HOURS PER DAY DURING TRADING HOURS. 2. SOULES INSURANCE AGENCY, LP, START DATE: 01/2013, 701 N. SAN JACINTO, CONNOR, TX 77304, LIMITED PARTNERSHIP, LIMITED PARTNER, SALES, NOT INVESTMENT RELATED, 20 HOURS PER MONTH, 6 HOURS PER DAY DURING TRADING HOURS. 3. INDEPENDENT INSURANCE AGENT, START DATE: 1996, 701 N. SAN JACINTO, CONNOR TX 77046, SOLE-PROPRIETOR, INSURANCE AGENT, LIMITED PARTNER, FIXED INSURANCE SALES, NOT INVESTMENT RELATED, 40 HOURS PER MONTH, 6 HOURS PER DAY DURING TRADING HOURS. 4. CONROE ISD, START DATE: 2004, 3205 W. DAVIS, CONROE, TX 77304, GOVERNMENT ENTITY, BOARD OF TRUSTEES, BOARD MEMBER, OVERSIGHT OF SCHOOL DISTRICT POLICY AND BUDGET, NOT INVESTMENT RELATED, 30 HOURS PER MONTH, 1-2 HOURS PER DAY DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-09-06 |
| S63 | Uniform Securities Agent State Law Examination | 1988-05-09 |
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