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Peter Ju

J.P. Morgan Securities LLC

Pleasantville, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED_RES 2020-06-02
NJ RA APPROVED 2016-02-02
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2020-06-02
  • NJ RA
    APPROVED
    Since 2016-02-02

Branch Locations

35 Washington Ave, Pleasantville, NY 10570 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Pleasantville NY 01/2016 Present
Jpmorgan Chase Bank, N.A. Pleasantville NY 01/2016 Present
  • 01/2016 → Present
    J.P. Morgan Securities Llc
    Pleasantville, NY
  • 01/2016 → Present
    Jpmorgan Chase Bank, N.A.
    Pleasantville, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-28
S63 Uniform Securities Agent State Law Examination 1993-03-16
  • S66 Uniform Combined State Law Examination
    2013-08-28
  • S63 Uniform Securities Agent State Law Examination
    1993-03-16
Other Names
  • Yong Ju
  • Peter Ju
  • Peter Yong Ju
  • Yong Ju

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · PLEASANTVILLE, NY
STATE FARM INVESTMENT MANAGEMENT CORP. · Pleasantville, NY
THOMASLLOYD CLIMATE SOLUTIONS LLC · PLEASANTVILLE, NY
CROSSINGBRIDGE ADVISORS, LLC · PLEASANTVILLE, NY
AMERIPRISE FINANCIAL SERVICES, LLC · PLEASANTVILLE, NY
AMERIPRISE FINANCIAL SERVICES, LLC · Pleasantville, NY
COMMONWEALTH FINANCIAL NETWORK · Pleasantville, NY
STATE FARM INVESTMENT MANAGEMENT CORP. · Pleasantville, NY

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