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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-27 |
| TX | RA | APPROVED_RES | 2020-03-31 |
| CT | RA | APPROVED | 2017-10-05 |
Branch Locations
44 Washington Ave, Pleasantville, NY 10570 • United States
767 5Th Ave 33Rd Fl [Y5-Rbo], New York, NY 10153 • United States
41 Chestnut St, Cold Spring, NY 10516 • United States
490 Main St, Armonk, NY 10504 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Katonah | NY | 10/2012 | 10/2017 |
| Wells Fargo Clearing Services, Llc | Greenwich | CT | 10/2017 | Present |
HAJIMEE, LLC, INVT RELATED, POUGHKEEPSIE, NY, 100% OWNERSHIP, START DATE 9/1/2020, 25 HRS PER MONTH, 0 HRS DURING TRADING, MANAGING AND PROPERTY UPKEEP.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-11-09 |
| S63 | Uniform Securities Agent State Law Examination | 2010-01-25 |
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