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Robert Alex Karson

Wells Fargo Clearing Services, LLC

New York, NY

Pleasantville, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-12-16
NY RA APPROVED 2025-12-16
  • CT RA
    APPROVED
    Since 2025-12-16
  • NY RA
    APPROVED
    Since 2025-12-16

Branch Locations

767 5Th Ave 33Rd Fl [Y5-Rbo], New York, NY 10153 • United States

44 Washington Ave, Pleasantville, NY 10570 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Westport CT 06/2024 02/2025
Barnes And Noble Westport CT 03/2021 06/2024
Innovative Artists New York NY 07/2019 07/2019
Caa Via Eleventh Hour Entertainment New York NY 06/2018 08/2018
Candlewood Market Fairfield CT 01/2018 05/2018
Wakeman Boys And Girls Club Fairfield CT 01/2017 07/2017
The Gym At Southport Southport CT 02/2016 12/2016
Student New York NY 09/2013 05/2019
Unemployed Fairfield CT 07/2019 03/2021
Unemployed Fairfield CT 02/2025 02/2025
Vidal Wettenstein Westport CT 07/2017 07/2017
Philip D Baus Stamford CT 02/2025 05/2025
Northwestern Mutual Investment Services Llc Stamford CT 06/2025 10/2025
Philip Baus Stamford CT 05/2025 06/2025
Wells Fargo Clearing Services, Llc New York NY 10/2025 Present
  • 06/2024 → 02/2025
    Jpmorgan Chase
    Westport, CT
  • 03/2021 → 06/2024
    Barnes And Noble
    Westport, CT
  • 07/2019 → 07/2019
    Innovative Artists
    New York, NY
  • 06/2018 → 08/2018
    Caa Via Eleventh Hour Entertainment
    New York, NY
  • 01/2018 → 05/2018
    Candlewood Market
    Fairfield, CT
  • 01/2017 → 07/2017
    Wakeman Boys And Girls Club
    Fairfield, CT
  • 02/2016 → 12/2016
    The Gym At Southport
    Southport, CT
  • 09/2013 → 05/2019
    Student
    New York, NY
  • 07/2019 → 03/2021
    Unemployed
    Fairfield, CT
  • 02/2025 → 02/2025
    Unemployed
    Fairfield, CT
  • 07/2017 → 07/2017
    Vidal Wettenstein
    Westport, CT
  • 02/2025 → 05/2025
    Philip D Baus
    Stamford, CT
  • 06/2025 → 10/2025
    Northwestern Mutual Investment Services Llc
    Stamford, CT
  • 05/2025 → 06/2025
    Philip Baus
    Stamford, CT
  • 10/2025 → Present
    Wells Fargo Clearing Services, Llc
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-16
S63 Uniform Securities Agent State Law Examination 2024-08-30
  • S66 Uniform Combined State Law Examination
    2025-12-16
  • S63 Uniform Securities Agent State Law Examination
    2024-08-30
Other Names
  • Robby Alex Karson
  • Robert Karson
  • Robert Alex Karson

View on SEC IAPD

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KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
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CRESTVIEW PARTNERS · NEW YORK, NY
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