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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-11-02
  • CA RA
    APPROVED
    Since 2016-11-02

Branch Locations

21700 Oxnard St Suite 1930, Woodland Hills, CA 91367 • United States

Redondo Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Los Angeles CA 02/2015 10/2016
Raymond James Financial Services, Inc. Pasadena CA 10/2016 Present
Raymond James Financial Services Advisors Inc. Pasadena CA 11/2016 Present
Previous Registrations
Other Businesses

1) Jigsaw Wealth Management. Address: Pasadena, CA Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Company/DBA (Owner) Investment Related:No Start Date: 10/10/2016 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Partner Financial Advisor.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-06-20
S63 Uniform Securities Agent State Law Examination 1989-03-09
  • S65 Uniform Investment Adviser Law Examination
    2016-06-20
  • S63 Uniform Securities Agent State Law Examination
    1989-03-09

View on SEC IAPD

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