James Matthew Patton

Current Employers

Employment History

• 08/2014 → 10/2017
  National Planning Corporation
  Woodland Hills, CA
• 10/2017 → Present
  Independent Financial Group
  Woodland Hills, CA

Previous Registrations

• 2014-08-14 → 2017-10-25
  National Planning Corporation
  El Segundo, CA
  Woodland Hills, CA
• 2008-07-03 → 2014-09-12
  Lpl Financial Llc
  Woodland Hills, CA
  Woodland Hills, CA
• 2005-03-21 → 2008-07-09
  Ameriprise Advisor Services, Inc.
  Woodland Hills, CA
  Woodland Hills, CA

Other Businesses

(1) CHASEPARK FINANCIAL POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/01/2010 ADDRESS: 21900 Burbank Blvd., Ste. 3014, Woodland Hills CA 91367, United States DESCRIPTION: 100% OF DBA CHASEPARK FINANCIAL OFFERING SECURITIES, ADVISORY AND INSURANCE SERVICES (2) PRIMARY WEALTH PARTNERS POSITION: Officer/Director NATURE: Tax Preparation/Accounting/Bookkeeping/CPA INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 08/01/2019 ADDRESS: 21900 Burbank Blvd., Ste. 3014, Woodland Hills CA 91367, United States DESCRIPTION: 50% OWNER OF PRIMARY WEALTH PARTNERS OFFERING TAX SERVICES (3) KILLER IDEAS, INC. POSITION: Officer/Director NATURE: Business Entity for Tax/Investment Purposes INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2008 ADDRESS: 2659 32nd St., Santa Monica 90405, United States DESCRIPTION: 100% OWNER OF KILLER IDEAS INC A TAX CONDUIT, NOT MARKETED TO THE PUBLIC (4) ON THE MONEY POSITION: Officer/Director NATURE: Other: INVESTMENT RELATED: Yes NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 6 START DATE: 09/15/2022 ADDRESS: 21900 Burbank Blvd., Ste. 3014, Woodland Hills CA 91367, United States DESCRIPTION: Write the weekly digest.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-21
• S63 Uniform Securities Agent State Law Examination
  1984-07-26