Carol Ann Casebolt

Employer firm

Mercer Global Advisors Inc. CRD 147363

$84.4B regulatory AUM 87 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → 09/2018
  Td Ameritrade
  Encino, CA
• 08/2018 → 11/2023
  Avantax Investment Services, Inc.
  Newhall, CA
• 08/2018 → 11/2023
  Avantax Advisory Services
  Newhall, CA
• 08/2018 → 11/2023
  Martin & Company Tax And Wealth Advisors
  Valencia, CA
• 12/2023 → Present
  Mercer Global Advisors Inc.
  Woodland Hills, CA

Previous Registrations

• 2018-08-30 → 2023-12-02
  Avantax Advisory Services
  Valencia, CA
• 2015-11-23 → 2018-09-07
  Td Ameritrade, Inc.
  Encino, CA
• 2015-11-23 → 2018-09-07
  Td Ameritrade Investment Management, Llc
  Encino, CA

Other Businesses

Rental Property; Investment-related; 304 E Williams Street, Farmland, IN 47340; Single-family home rental property; Owner; 11/21/2022; 1 hr. per month; 0 hrs. per month during trading hours; Collect rental income and provide maintenance on property through property management company.

Exams

• S66 Uniform Combined State Law Examination
  2015-11-20
• S63 Uniform Securities Agent State Law Examination
  2010-05-14

Designations

• Certified Financial Planner

Other Names

• Carol Ann Casebolt
• Carolann Casebolt