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Jeffrey Alan Harwood

Ventura Advisors

Woodland Hills, CA

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Current Employers
Ventura Advisors

21860 Burbank Blvd., Suite 100, Woodland Hills, CA 91367 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2004-08-27
  • CA RA
    APPROVED
    Since 2004-08-27

Branch Locations

21860 Burbank Blvd., Suite 100, Woodland Hills, CA 91367 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ventura Advisors Tarzana CA 08/2004 Present
Previous Registrations
  • 2004-06-22 → 2004-09-01
    Abacus Portfolios
    Pacific Palisades, CA
Other Businesses

Jeffrey Harwood is a licensed real estate broker in the State of California.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-12-24
S63 Uniform Securities Agent State Law Examination 1996-12-03
  • S65 Uniform Investment Adviser Law Examination
    1996-12-24
  • S63 Uniform Securities Agent State Law Examination
    1996-12-03
Designations

View on SEC IAPD

Other Firms

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INDEPENDENT FINANCIAL GROUP, LLC
LPL FINANCIAL LLC
LINCOLN INVESTMENT
STATE FARM INVESTMENT MANAGEMENT CORP.
CITIGROUP GLOBAL MARKETS INC.
CHELSEA MANAGEMENT COMPANY
U.S. BANCORP ADVISORS, LLC

Other Investors

MICHAEL WILLIAM JOHNS
STEWART E SCHRADER
Daniel Polyakov
Carol Ann Casebolt
Homer Jonathan Reed Wilson
JAMES MATTHEW PATTON
LISA ESTELLE HARWOOD
Nicole Cardenas

Other Offices

MERCER GLOBAL ADVISORS INC. · Woodland Hills, CA
INDEPENDENT FINANCIAL GROUP, LLC · Woodland Hills, CA
LPL FINANCIAL LLC · WOODLAND HILLS, CA
LINCOLN INVESTMENT · WOODLAND HILLS, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Woodland Hills, CA
CITIGROUP GLOBAL MARKETS INC. · Woodland Hills, CA
CHELSEA MANAGEMENT COMPANY · WOODLAND HILLS, CA
U.S. BANCORP ADVISORS, LLC · Woodland Hills, CA

More in Woodland Hills, CA

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