Tommy Ray Cockrell

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → Present
  Raymond James & Associates, Inc.
  Shreveport, LA

Previous Registrations

• 2005-11-22 → 2013-02-13
  Morgan Keegan & Company, Llc
  Shreveport, LA
  Shreveport, LA

Other Businesses

(1)Name of Business: Diocese of Shreveport Address: 3500 Fairfield Avenue, Shreveport, LA, 71104, United States Activity Type: Religious Position/Title: Other, Finance/Investment Committee Member Investment Related: Yes Start Date: 07/01/2010 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: As a member of the Finance Council, consult with the bishop in the following matters: 1) Appointment/removal of fiscal officer. 2) Imposing of diocesan assessments. 3) Positing of administrative acts of the diocese. \nMembers of the investment committee attend quarterly meeting to review investment returns of money controlled by the Bishop. The Bishop has no obligation to follow any recommendation made by any board, committee, or council.

Exams

• S66 Uniform Combined State Law Examination
  2007-09-14
• S63 Uniform Securities Agent State Law Examination
  1991-04-17