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Kenneth Wright Allen

Raymond James & Associates, Inc.

Shreveport, LA

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-04-23
LA RA APPROVED 2013-02-13
  • TX RA
    APPROVED_RES
    Since 2013-04-23
  • LA RA
    APPROVED
    Since 2013-02-13

Branch Locations

401 Market Street Suite 1400, Shreveport, LA 71101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Shreveport LA 02/2013 Present
Previous Registrations
  • 2007-02-13 → 2013-02-13
    Morgan Keegan & Company, Llc
    Shreveport, LA
    Shreveport, LA
  • 2005-02-07 → 2007-02-13
    Amsouth Investment Management Company Llc
    Shreveport, LA
  • 1999-02-18 → 2004-03-05
    Equitable Advisors, Llc
    Shreveport, LA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-06
S63 Uniform Securities Agent State Law Examination 1998-09-04
  • S65 Uniform Investment Adviser Law Examination
    1999-12-06
  • S63 Uniform Securities Agent State Law Examination
    1998-09-04
Other Names
  • Buddy Allen
  • Kenneth Wright Allen

View on SEC IAPD

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Other Offices

CYPRESS FUND MANAGEMENT, LLC · SHREVEPORT, LA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SHREVEPORT, LA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SHREVEPORT, LA
ADKINS SEALE CAPITAL MANAGEMENT LLC · SHREVEPORT, LA
HMV WEALTH ADVISORS, LLC · SHREVEPORT, LA
STEWARD PARTNERS INVESTMENT ADVISORY, LLC · Shreveport, LA
MORGAN STANLEY · Shreveport, LA
CETERA INVESTMENT ADVISERS LLC · SHREVEPORT, LA

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