Norman Lee Duhon

Current Employers

Employment History

• 02/2013 → Present
  Raymond James & Associates, Inc.
  Shreveport, LA

Previous Registrations

• 2007-02-13 → 2013-02-13
  Morgan Keegan & Company, Llc
  Shreveport, LA
  Shreveport, LA
  Shreveport, LA
  Shreveport, LA
• 2004-07-21 → 2007-02-13
  Amsouth Investment Management Company Llc
  Shreveport, LA

Other Businesses

(1)Name of Business: Christus Foundation - Shreveport Bossier Address: 7591 Fern Avenue, Suite 1903, Shreveport, LA, 71105, United States Activity Type: Non profit Position/Title: Officer - Treasurer, Advisory Board Investment Related: Yes Start Date: 03/01/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Advise non-profit on fundraisers and organizations mission\nQuarterly meeting \n\nupdating 11/1/2023- I have asked to be the Treasurer for the Foundation board. I will not be a signer on anything. I will be part of the executive board to help approval larger expenditures. (2)Name of Business: NLD LLC Address: 322 Sweet Bay Lane, Shreveport, LA, 71106, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 11/30/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Agent/ Manager of LLC

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-08-10
• S63 Uniform Securities Agent State Law Examination
  2001-03-15