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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-11-27 |
| DE | RA | APPROVED | 2008-01-01 |
Branch Locations
131 Continental Drive Ste 102 Christiana Executive Campus, Newark, DE 19713 • United States
Wyoming, DE • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Newark | DE | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Newark | DE | 11/2016 | Present |
SUCC TRUSTEE FOR FRIENDs (2), INV RELATED, WYOMING DE, START 5/11/2050, 0 HRS/MONTH, 0 HRS DURING TRADING.; RENTAL PROPERTY; INV RELATED; CAMDEN, DE; OWNER WITH SPOUSE; START 1/5/2017; 0 HR/MO; 0 DURING TRADING. VOODOO LACROSSE, LLC; NOT INVESTMENT RELATED; WYOMING,DE; 50% OWNERSHIP; START 8/1/2010; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; SELLING LACROSSE EQUIPMENT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 1987-09-09 |
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