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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2017-03-25 |
Branch Locations
1305 Campus Parkway, Wall Township, NJ 07753 • United States
30 Two Bridges Road Suite 320, Fairfield, NJ 07004 • United States
10 Lake Center Executive Park 401 Route 73 North, Suite 201, Marlton, NJ 08053 • United States
Freehold, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| P/T Pro Musician | Freehold | NJ | 10/1984 | Present |
| Mml Investors Services, Llc | Princeton | NJ | 03/2017 | Present |
| Massachusetts Mutual Life Insurance Company | Princeton | NJ | 07/2016 | Present |
1) Name: Whisky Guild Inv rel: N Add: 5 Dover Road Jackson, NJ 08527 Nature: LLC Company Position: Owner Start date: 2/01/2018 No. HR/MO: 5 No. HR/MO during sec trading: 0 Describe duties: Partner in a Whisky Event and Review company, Whisky Nexus, LLC, DBA Whisky Guild. 2)Name: Ian Ruderman Inv rel: N Add: At residential address Nature: Professional Musician Position: Musician Start date: 1987 No. HR/MO: 20 No. HR/MO during sec trading 0 Describe duties: Drummer in various situations. 3) Name: Creative Risk Management Inv rel: Y Add: 1305 Campus Parkway Wall, NJ 07753 Nature: Outside Insurance Business Position: Owner Start date: 10/2012 No. HR/MO: 10 No. HR/MO during sec trading: 1 Describe duties: Individual Life, Property/Casualty. 4) Name: Ian Ruderman Inv rel: Y Add: 1305 Campus Parkway Wall, NJ 07753 Nature: Outside Insurance Business Position: Owner Start date: 2009 No. HR/MO: 2 No. HR/MO during sec trading: 1 Describe duties: Individual Life, Property/Casualty, Outside non-variable insurance. 5) Name: Ian Ruderman Inv rel: N Add: At residential address Nature: Non-profit organization Position: President Start date: 7/12/2021 No. HR/MO: 10 No. HR/MO dur sec trading: 2. Describe duties: Preside over college Alumni Board with the goal of working to increase alumni engagement. 6)Name: Freehold Distilling Company, Inv Rel: N Addr:3745 Route 9, Freehold NJ 07728, Nature: Distillation and Sales of Spirits, Position: Partner, Start: 1/2/2022, No Hr/Mo:10 No Hr/Mo Dur Trading: 0 Duties: Input and help oversee operations of a new Distillery with a group of 6 other individuals.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-09-17 |
| S63 | Uniform Securities Agent State Law Examination | 1987-11-06 |
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