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Geoffrey V L Giffuni

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Garden City, NY

Lovettsville, VA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
VA RA APPROVED 2020-11-10
TX RA APPROVED_RES 2001-07-03
  • NY RA
    APPROVED
    Since 2021-04-19
  • VA RA
    APPROVED
    Since 2020-11-10
  • TX RA
    APPROVED_RES
    Since 2001-07-03

Branch Locations

1325 Franklin Ave, Garden City, NY 11530 • United States

Lovettsville, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Garden City NY 05/1987 Present
Bank Of America,N.A. Garden City NY 06/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-02-06
S63 Uniform Securities Agent State Law Examination 1987-08-07
  • S65 Uniform Investment Adviser Law Examination
    1995-02-06
  • S63 Uniform Securities Agent State Law Examination
    1987-08-07

View on SEC IAPD

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Other Offices

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
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BRIXTON CAPITAL WEALTH ADVISORS, LLC · GARDEN CITY, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Garden City, NY
OSAIC WEALTH, INC. · GARDEN CITY, NY
COMMONWEALTH FINANCIAL NETWORK · Garden City, NY

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