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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MS | RA | TEMPREG | 2026-08-31 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Professionals, Inc. | Jackson | MS | 10/2008 | 09/2018 |
| Ameriprise Financial Services, Inc | Flowood | MS | 06/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Flowood | MS | 03/2020 | 08/2026 |
| Lpl Financial Llc | Madison | MS | 08/2026 | Present |
1. 08/2026 - Foxwood Wealth Management - DBA for LPL Business (entity for LPL business) - Investment related - At Reported Business Location(s) - 160 Hrs/Mth - 160 Hrs During Trading - OBA start date: 8/26/2026
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 1992-03-07 |
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