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Current Employers
Baron Silver Stevens Financial Advisors, Llc

4800 N. Federal Highway Suite 210-A, Boca Raton, FL 33431 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-08-07
  • FL RA
    APPROVED
    Since 2019-08-07

Branch Locations

4800 N. Federal Highway Suite 210-A, Boca Raton, FL 33431 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Boca Raton FL 10/2015 07/2019
Fidelity Personal And Workplace Advisors Boston MA 07/2018 07/2019
Baron Silver Stevens Financial Advisors, Llc Boca Raton FL 07/2019 Present
Royal Alliance Associates, Inc. Boca Raton FL 07/2019 Present
  • 10/2015 → 07/2019
    Fidelity Brokerage Services Llc
    Boca Raton, FL
  • 07/2018 → 07/2019
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 07/2019 → Present
    Boca Raton, FL
  • 07/2019 → Present
    Royal Alliance Associates, Inc.
    Boca Raton, FL
Previous Registrations
  • 2018-07-13 → 2019-07-09
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2015-12-02 → 2018-07-13
    Boca Raton, FL
    Naples, FL
  • 2005-03-01 → 2006-03-01
    Dallas, TX
  • 1999-06-30 → 2003-10-07
    Kestra Investment Services, Llc
    Plantation, FL
Other Businesses

1. BARON SILVER STEVENS POSITION: Registered Assistant/Investment Adviser NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/29/2019 ADDRESS: 4800 N. Federal Hwy, Suite 210A, Boca Raton FL 33431, United States DESCRIPTION: Registered Assistant and Registered Investment Adviser. 2. N/A - POA FOR MY PARENTS POSITION: Power of Attorney NATURE: Power of Attorney INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2019 ADDRESS: 5501 NW 2nd Ave, Apt 111, Boca Raton FL 33487, United States DESCRIPTION: I am power of attorney for my mother. I assist with her finances, bill paying, and medical bills.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-08-05
  • S63 Uniform Securities Agent State Law Examination
    1987-08-05
Designations
Other Names
  • M Edelman

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