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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-06-24 |
| NY | RA | APPROVED | 2021-03-31 |
Branch Locations
120 White Plains Rd Suite 403, Tarrytown, NY 10591 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hunter Financial Advisors, Inc. | Tarrytown | NY | 05/2004 | Present |
| First Allied Securities, Inc. | San Diego | CA | 12/2014 | 09/2022 |
| First Allied Advisory Services, Inc. | Chesterfield | MO | 12/2014 | 11/2020 |
| First Allied Advisory Services | Schaumburg | IL | 11/2020 | 09/2022 |
| Cetera Investment Advisers Llc | Tarrytown | NY | 09/2022 | Present |
| Cetera Advisors Llc | Tarrytown | NY | 09/2022 | Present |
1.) HUNTER FINANCIAL ADVISORS, INC.; OWNER; DBA; START DATE: 05/01/2004; 160 HOURS PER MONTH. 2.) OXFORD RISK MANAGEMENT GROUP, LLC; CONSULTANT; INSURANCE; START DATE: 06/02/2016; 8 HOURS PER MONTH. 3.) INSURANCE; INDEPENDENT CONTRACTOR; INSURANCE; START DATE 4/1/1987; 4 HOURS PER MONTH. 4.) Immediate Family Account; POWER OF ATTORNEY; FIDUCIARY POSITION (TRUSTEE,POA,EXECUTOR, ETC.); START DATE 05/13/2020; 4 HOURS PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-08-17 |
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