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621 Pacific Avenue Suite 15, Tacoma, WA 98402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2026-08-22 |
| TX | RA | APPROVED_RES | 2026-08-19 |
| SC | RA | APPROVED | 2026-08-18 |
| WI | RA | APPROVED | 2026-08-18 |
| NE | RA | APPROVED | 2026-08-17 |
| OK | RA | APPROVED | 2026-08-17 |
| PA | RA | APPROVED | 2026-08-17 |
| CA | RA | APPROVED | 2026-08-13 |
| WA | RA | APPROVED | 1992-09-08 |
Branch Locations
621 Pacific Avenue Suite 15, Tacoma, WA 98402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Portfolio Strategies, Inc. | Tacoma | WA | 05/1992 | Present |
| Gwn Securities, Inc. | Tacoma | WA | 05/2013 | 09/2024 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 1987-09-04 |
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