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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-05-05 |
| WA | RA | APPROVED | 2011-08-05 |
Branch Locations
1301 A Street Suite 300, Tacoma, WA 98402 • United States
601 Union Street, Two Union Square Suite 5200, Seattle, WA 98101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Seattle | WA | 06/1998 | Present |
| Morgan Stanley Smith Barney | Seattle | WA | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-08-04 |
| S63 | Uniform Securities Agent State Law Examination | 2004-04-13 |
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