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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-08-25
TX RA APPROVED_RES 2020-05-05
WA RA APPROVED 2009-06-01
  • FL RA
    APPROVED
    Since 2021-08-25
  • TX RA
    APPROVED_RES
    Since 2020-05-05
  • WA RA
    APPROVED
    Since 2009-06-01

Branch Locations

1301 A Street Suite 300, Tacoma, WA 98402 • United States

Sumner, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Tacoma WA 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Tacoma, WA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Other Businesses

1. Renting; Investment related Yes; Sumner WA; Rental Property; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); May 2018; During business hours: 0; After business hours: 0.5; landlord

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-15
  • S66 Uniform Combined State Law Examination
    2001-08-15

View on SEC IAPD

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