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Houston, TX • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-08-23 |
Branch Locations
3700 Buffalo Speedway Suite 420, Houston, TX 77098 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| David G. Moring, Attorney At Law | Houston | TX | 05/1978 | Present |
| Huber, Cardono & Moring, Lp | Houston | TX | 09/1996 | Present |
| Cambridge Investment Research, Inc | Fairfield | IA | 04/2007 | Present |
1)DAVID G.MORING,ATTORNEY AT LAW;NOT SECURITIES RELATED OTHER THAN INCIDENTAL TO THE PRACTICE OF LAW;SOLO PRIVATE ATTN. 2)INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE CO. 3)DGM CONSTRUCTION COMPANY LLC, 3700 BUFFALO SPEEDWAY, STE 420., HOUSTON, TX 77098. BEGAN 12/01/10 AS CONSTRUCTION LABOR CONTRACTOR THAT CONTRACT CONSTRUCTION LABOR TO CERTAIN GENERAL CONTRACTORS. I OWN AND OPERATE COMPANY AND HAVE NO OTHER MANAGEMENT EMPLOYEES. NOT INVESTMENT RELATED. DEVOTES 5HR/WK, 0/TRADE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-02-24 |
| S63 | Uniform Securities Agent State Law Examination | 1987-10-13 |
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