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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-11-20 |
| TN | RA | APPROVED | 2024-01-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fortis Investors, Inc. | Memphis | TN | 03/1992 | 01/2024 |
| Lpl Financial Llc | Memphis | TN | 01/2024 | Present |
1- 11/2023 / Bolin Grove Farms, LLC / Business Owner / Non Investment Related / 25 Hrs Mnth / start date 01/01/2018 2- 11/2023 / ROOP FINANCIAL SERVICES INC / DBA for LPL Business (entity for LPL business) / Investment Related / 40 hrs mnth / 1-2 hrs during trading / start date 01/01/1990 3- 11/2023 / ROOP FINANCIAL SERVICES INC / Insurance Agency / Investment Related / 20 hrs mnth / 1-2 hrs during trading / start date 03/01/1990 4- 11/2023 / Roop Financial Services / Non-Variable Insurance / Investment Related / 10 hrs mnth / 1-2 hrs during trading / start date 01/01/1990 5-11/2023 / LIFELOCK / Outside/W-2 Employment / Non Investment Related / 1 hrs mnth / .05 hrs during trading / start date 01/01/1995 6- 11/2023 / Walter Roop / Notary / Investment Related / 1 hrs mnth / .15 hrs during trading / start date 05/01/1999
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-03-01 |
| S63 | Uniform Securities Agent State Law Examination | 1988-05-06 |
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