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2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2021-10-04 |
| FL | RA | APPROVED | 2021-07-09 |
| AR | RA | APPROVED | 2018-09-24 |
| TN | RA | APPROVED | 2018-09-20 |
| TX | RA | APPROVED | 2018-09-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Institutional Securities Corp | Dallas | TX | 05/2016 | 09/2018 |
| Centaurus Financial Inc. | Anaheim | CA | 09/2018 | Present |
1. Striker LP, non-investment related, Memphis, TN 38120, for branding purposes only, General Partner, since 1/1/2011. Striker LP, investment related, 1926 Exeter Rd., Germantown, TN 38138, for tax purposes only for investment business, general partner, since 2011. 2. Asset Advisory Group, non-investment related, 1926 Exeter Rd., Germantown, TN 38138, DBA, investment advisor representative, since 1/13/2020,.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 1992-05-26 |
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