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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2022-05-20 |
| TX | RA | APPROVED | 2022-05-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Germantown | TN | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Germantown | TN | 11/2016 | 05/2022 |
| Wells Fargo Advisors Financial Network, Llc | Germantown | TN | 05/2022 | Present |
INVESTMENT CLUB MEMBER - F.U.T.U.R.E INVESTMENT CLUB.| FIRST BAPTIST CHURCH OF LAUDERDALE, INV RELATED, MEMPHIS, TN, CO-CHAIRMAN OF THE BOARD OF TRUSTEES, START 6/8/2022, 6 HOURS PER MONTH, ZERO DURING TRADING, MANAGING, CONTROLLING AND REVIEWING THE FINANCIALS OF THE CHURCH.| HABITAT FOR HUMANITY OF GREATER MEMPHIS, INVT RELATED, MEMPHIS, TN, FINANCE COMMITTEE, START 7/1/2025, 4 HOURs PER MONTH, 4 HOUR DURING TRADING| SOLUTIONS WALTH MANAGEMENT LLC, INV RELATED, GERMANTOWN, TN, 50% OWNERSHIP, START 5/23/2022, 180 HOURS PER MONTH, 140 HOURS DURING TRADING, FINET PRACTICE.| MJF WEALTH MANAGEMENT, INV RELATED, LAKELAND, TN, 100% OWNERSHIP, START 5/23/2022, 180 HOURS PER MONTH, 140 HOURS DURING TRADING, FINET PRACTICE.| HABITAT FOR HUMANITY OF GREATER MEMPHIS, INVT RELATED, MEMPHIS, TN, INVESTMENT COMMITTEE, START DATE 2/1/2024, 4 HRS PER MONTH AND DURING TRADING, ATTENDING MEETINGS, DISCUSSING INVESTMENTS OF ORGANIZATIONS ENDOWMENT AND CASH FUNDS. DISCUSSING INVESTMENT POLICY STATEMENT AND ADHERENCE TO THE IPS.| HABITAT FOR HUMANITY OF GREATER MEMPHIS; INV RELATED; MEMPHIS, TN; TREASURER; START DATE 07/01/2025; 4 HOURS PER MONTH; 4 HOUR DURING TRADING HABITAT FOR HUMANITY OF GREATER MEMPHIS; NOT INV RELATED;MEMPHIS,TN; BUILD AND SELL AFFORDABLE HOUSING; BOARD MEMBER - VICE CHAIR; START DATE: 07/31/HARDING ACADEMY OF MEMPHIS; NOT INV RELATED;MEMPHIS,TN; PRIVATE CHRISTIAN SCHOOL SERVING;BOARD MEMBER% OWNERSHIP; START DATE: 08/01/2026; 2 HRS PER MONTH; 0 HRS DURING TRADING; 2026; 2 HRS PER MONTH; 2 HRS DURING TRADING; HARDING ACADEMY OF MEMPHIS; INV RELATED;MEMPHIS,TN; PRIVATE CHRISTIAN SCHOOL ; FINANCE COMMITTEE MEMBER; START DATE: 09/01/2026; 1 HRS PER MONTH; 1 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-09-06 |
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